Labor Disputes in the Financial Industry
Are you involved in a labor dispute?
We specialize in labor disputes relating to the financial industry involving securities broker-dealers, registered investment advisers, investment companies (mutual funds), banks, insurance companies and other regulated entities and individuals. Through negotiation or litigation, the team of legal professionals at Kiefner Law Offices, P.A., can help resolve labor disputes, such as—
- Investigations by federal and state Governmental agencies including FINRA, SEC, Blue Sky agencies (state securities agencies), and other regulatory and enforcement bodies
- Sale of agency agreements and disputes
- Sexual harassment
Click here to arrange an initial consultation with the Kiefner Law Offices, P.A. team or call the firm at 727-894-8000, or toll free at 888-460-9883.